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Kenneth Gus Vines

VINES CAPITAL MANAGEMENT, LLC·MONROE, Louisiana
Series 7, Series 31, Series 63, Series 65Clean record23 years registeredVINES CAPITAL MANAGEMENT, LLC
1896 HUDSON CIRCLE, MONROE, LA 71201CRD# 2343438Firm CRD# 298727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Gus Vines · MONROE, LA
Registration
CRD #2343438 · VINES CAPITAL MANAGEMENT, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

VINES CAPITAL MANAGEMENT, LLC
Sep 2018 – present
SUMMIT FINANCIAL WEALTH ADVISORS
Oct 2015 – Sep 2018
Monroe, LA
FIDUCIARY INVESTMENT CONSULTANTS, LLC
Jan 2011 – Mar 2015
MONROE, LA
FPL ASSET MANAGEMENT, LLC
Aug 2002 – Oct 2015
MONROE, LA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · August 30, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VINES CAPITAL MANAGEMENT, LLC
CRD 298727 · SEC 801-123516
AUM
$123M
Regulatory assets under management
Employees
3
329 client accounts
Services offered by VINES CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VINES CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Kenneth Gus Vines offer?
Kenneth Gus Vines specializes in Financial Planning, Investment Management. Contact their office in MONROE, Louisiana for a consultation.
What are Kenneth Gus Vines's credentials?
Kenneth Gus Vines is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Gus Vines located?
Kenneth Gus Vines is based in MONROE, Louisiana, working with VINES CAPITAL MANAGEMENT, LLC. Their office serves clients in the MONROE metropolitan area and surrounding communities.
How does Kenneth Gus Vines charge for services?
Kenneth Gus Vines's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VINES CAPITAL MANAGEMENT, LLC?
VINES CAPITAL MANAGEMENT, LLC has approximately 3 employees and manages $123M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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