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Stephen James Arsement

APEX CAPITAL MANAGEMENT, L.L.C.·LAFAYETTE, Louisiana
Clean recordAPEX CAPITAL MANAGEMENT, L.L.C.
2901 JOHNSTON ST., SUITE 401, LAFAYETTE, LA 70503CRD# 4473328Firm CRD# 117059

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen James Arsement · LAFAYETTE, LA
Registration
CRD #4473328 · APEX CAPITAL MANAGEMENT, L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen James Arsement is a registered financial advisor based in LAFAYETTE, Louisiana, affiliated with APEX CAPITAL MANAGEMENT, L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
APEX CAPITAL MANAGEMENT, L.L.C.
APEX CAPITAL MANAGEMENT, L.L.C.
AUM
$205M
Regulatory assets under management
Employees
12
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4473328
Firm CRD# 117059
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen James Arsement offer?
Stephen James Arsement specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAFAYETTE, Louisiana for a consultation.
What are Stephen James Arsement's credentials?
Stephen James Arsement is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen James Arsement located?
Stephen James Arsement is based in LAFAYETTE, Louisiana, working with APEX CAPITAL MANAGEMENT, L.L.C.. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.
How does Stephen James Arsement charge for services?
Stephen James Arsement's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is APEX CAPITAL MANAGEMENT, L.L.C.?
APEX CAPITAL MANAGEMENT, L.L.C. has approximately 12 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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