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Jerry James Broussard

BROUSSARD FINANCIAL GROUP, LLC·KAPLAN, Louisiana
Series 6, Series 7, Series 22, Series 63, Series 6526 years registeredBROUSSARD FINANCIAL GROUP, LLC
106 WEST VETERANS MEMORIAL DRIVE, KAPLAN, LA 70548CRD# 1230207Firm CRD# 123724

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jerry James Broussard · KAPLAN, LA
Registration
CRD #1230207 · BROUSSARD FINANCIAL GROUP, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

BROUSSARD FINANCIAL GROUP, LLC
Jan 2007 – present
EAGLE STRATEGIES CORP
May 2000 – Dec 2002
LAFAYETTE, LA
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Series 65
Registration record
First registered · May 18, 2000
Years registered · 26
03

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BROUSSARD FINANCIAL GROUP, LLC
CRD 123724 · SEC 801-130384
AUM
$100M
Regulatory assets under management
Employees
2
422 client accounts
Services offered by BROUSSARD FINANCIAL GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at BROUSSARD FINANCIAL GROUP, LLC →
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05

Frequently Asked Questions

What services does Jerry James Broussard offer?
Jerry James Broussard specializes in Financial Planning, Investment Management. Contact their office in KAPLAN, Louisiana for a consultation.
What are Jerry James Broussard's credentials?
Jerry James Broussard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jerry James Broussard located?
Jerry James Broussard is based in KAPLAN, Louisiana, working with BROUSSARD FINANCIAL GROUP, LLC. Their office serves clients in the KAPLAN metropolitan area and surrounding communities.
How does Jerry James Broussard charge for services?
Jerry James Broussard's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROUSSARD FINANCIAL GROUP, LLC?
BROUSSARD FINANCIAL GROUP, LLC has approximately 2 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Louisiana
NEW ORLEANS (87)BATON ROUGE (43)LAFAYETTE (28)METAIRIE (27)SHREVEPORT (18)MANDEVILLE (15)COVINGTON (12)MONROE (11)HAMMOND (4)MINDEN (4)
City Guides
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Research
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