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Michael Charles Weber

MCW FINANCIAL, INC.·CRESCENT SPRINGS, Kentucky
SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record24 years registeredMCW FINANCIAL, INC.
634 BUTTERMILK PIKE, CRESCENT SPRINGS, KY 41017-1302CRD# 1255635Firm CRD# 157609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Charles Weber · CRESCENT SPRINGS, KY
Registration
CRD #1255635 · MCW FINANCIAL, INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

RESEARCH & PORTFOLIO MANAGEMENT
Aug 2011 – present
CANTELLA & CO., INC.
Apr 2009 – Nov 2011
CRESCENT SPRINGS, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jan 2009 – Apr 2009
SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES
Jun 2002 – Jan 2009
CRESCENT SPRINGS, KY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · June 10, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MCW FINANCIAL, INC.
CRD 157609 · SEC 801-121337
AUM
$115M
Regulatory assets under management
Employees
4
233 client accounts
Services offered by MCW FINANCIAL, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at MCW FINANCIAL, INC. →
Introduction

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05

Frequently Asked Questions

What services does Michael Charles Weber offer?
Michael Charles Weber specializes in Investment Management. Contact their office in CRESCENT SPRINGS, Kentucky for a consultation.
What are Michael Charles Weber's credentials?
Michael Charles Weber is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Charles Weber located?
Michael Charles Weber is based in CRESCENT SPRINGS, Kentucky, working with MCW FINANCIAL, INC.. Their office serves clients in the CRESCENT SPRINGS metropolitan area and surrounding communities.
How does Michael Charles Weber charge for services?
Michael Charles Weber's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MCW FINANCIAL, INC.?
MCW FINANCIAL, INC. has approximately 4 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Kentucky
LOUISVILLE (181)LEXINGTON (67)COVINGTON (41)BOWLING GREEN (5)FT. WRIGHT (5)FT. MITCHELL (3)WADDY (3)PROSPECT (3)ELIZABETHTOWN (3)MT. STERLING (2)
City Guides
LOUISVILLE GuideLEXINGTON GuideCOVINGTON GuideBOWLING GREEN GuideFT. WRIGHT Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
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