Unclaimed Profile

Michael John Capelle

MODERN WEALTH MANAGEMENT, LLC·LENEXA, Kansas

Series 65Clean record21 years registeredMODERN WEALTH MANAGEMENT, LLC

13550 W 95TH ST., LENEXA, KS 66227CRD# 4933023Firm CRD# 324624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Capelle · LENEXA, KS

Registration

CRD #4933023 · MODERN WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

MODERN WEALTH MANAGEMENT, LLC

Jan 2023 – present

INTEGRATED FINANCIAL MANAGEMENT INC

Aug 2008 – Dec 2008

NORTHBROOK, IL

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Jun 2005 – Apr 2022

NEWPORT BEACH, CA

UNITED CAPITAL INVESTMENT ADVISERS, INC

Jun 2005 – Dec 2007

NEWPORT BEACH, CA

FINANCIAL SYNERGIES ADVISORY, LTD.

Mar 2005 – Apr 2006

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 17, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MODERN WEALTH MANAGEMENT, LLC

CRD 324624 · SEC 801-127231

AUM

$2.1B

Regulatory assets under management

Employees

13,592 client accounts

Services offered by MODERN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MODERN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael John Capelle offer?

Michael John Capelle specializes in Financial Planning, Investment Management. Contact their office in LENEXA, Kansas for a consultation.

What are Michael John Capelle's credentials?

Michael John Capelle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Capelle located?

Michael John Capelle is based in LENEXA, Kansas, working with MODERN WEALTH MANAGEMENT, LLC. Their office serves clients in the LENEXA metropolitan area and surrounding communities.

How does Michael John Capelle charge for services?

Michael John Capelle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MODERN WEALTH MANAGEMENT, LLC?

MODERN WEALTH MANAGEMENT, LLC has approximately 92 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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