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Shawn Michael Wyatt

NORTH FORK FINANCIAL, LLC·HUTCHINSON, Kansas
SIE, Series 7, Series 66CFP19 years registeredNORTH FORK FINANCIAL, LLC
16 W. 4TH AVE., HUTCHINSON, KS 67501CRD# 5231185Firm CRD# 316152

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shawn Michael Wyatt · HUTCHINSON, KS
Registration
CRD #5231185 · NORTH FORK FINANCIAL, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

NORTH FORK FINANCIAL, LLC
Sep 2021 – present
ON INVESTMENT MANAGEMENT CO
Jul 2014 – Sep 2021
WICHITA, KS
AMERIPRISE FINANCIAL SERVICES, INC.
Jan 2007 – Apr 2012
HUTCHINSON, KS
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · January 3, 2007
Years registered · 19
Professional designation · CFP
03

Disclosure History

2013Regulatory·Final
2012Employment Separation After Allegations
2012Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
NORTH FORK FINANCIAL, LLC
CRD 316152 · SEC 801-122205
AUM
$20M
Regulatory assets under management
Employees
2
218 client accounts
Services offered by NORTH FORK FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NORTH FORK FINANCIAL, LLC →
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05

Frequently Asked Questions

What services does Shawn Michael Wyatt offer?
Shawn Michael Wyatt specializes in Financial Planning, Investment Management. Contact their office in HUTCHINSON, Kansas for a consultation.
What are Shawn Michael Wyatt's credentials?
Shawn Michael Wyatt holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Shawn Michael Wyatt located?
Shawn Michael Wyatt is based in HUTCHINSON, Kansas, working with NORTH FORK FINANCIAL, LLC. Their office serves clients in the HUTCHINSON metropolitan area and surrounding communities.
How does Shawn Michael Wyatt charge for services?
Shawn Michael Wyatt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH FORK FINANCIAL, LLC?
NORTH FORK FINANCIAL, LLC has approximately 2 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Kansas
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Research
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