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Stephen Ralph Roberts

M3SIXTY ADVISORS, LLC·FAIRWAY, Kansas
SIE, Series 9, Series 14, Series 24, Series 63, Series 66Clean record21 years registeredM3SIXTY ADVISORS, LLC
4300 SHAWNEE MISSION PARKWAY, FAIRWAY, KS 66205CRD# 4598301Firm CRD# 155351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Ralph Roberts · FAIRWAY, KS
Registration
CRD #4598301 · M3SIXTY ADVISORS, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: M3SIXTY ADVISORS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Jan 2015 – Feb 2015
FAIRFIELD, IA
WELLS FARGO ADVISORS, LLC
Jul 2014 – Oct 2014
OVERLAND PARK, KS
VSR ADVISORY SERVICES
May 2005 – Dec 2013
OVERLAND PARK, KS
02

Registrations & Exams

FINRA examinations passed
SIE
Series 9
Series 14
Series 24
Series 63
Series 66
Registration record
First registered · May 4, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
M3SIXTY ADVISORS, LLC
CRD 155351 · SEC 801-71965
Employees
3
Total firm employees
Services offered by M3SIXTY ADVISORS, LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at M3SIXTY ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Stephen Ralph Roberts offer?
Stephen Ralph Roberts specializes in Investment Management, Fee-Only Advisory.
What are Stephen Ralph Roberts's credentials?
Stephen Ralph Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Ralph Roberts located?
Stephen Ralph Roberts is based in FAIRWAY, Kansas, last registered with M3SIXTY ADVISORS, LLC.
How does Stephen Ralph Roberts charge for services?
Stephen Ralph Roberts's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is M3SIXTY ADVISORS, LLC?
M3SIXTY ADVISORS, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at M3SIXTY ADVISORS, LLC

Matthew Wentworth Burleigh
NEW YORK, NY

More Advisors in FAIRWAY, Kansas

Gary William Dicenzo
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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