Unclaimed Profile

Carolyn Rose Banning

DIVERSIFIED PORTFOLIO MANAGEMENT, LLC·DODGE CITY, Kansas

SIE, Series 7, Series 63, Series 65PFSClean record22 years registeredDIVERSIFIED PORTFOLIO MANAGEMENT, LLC

2410 CENTRAL AVENUE, DODGE CITY, KS 67801CRD# 4321116Firm CRD# 131008

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carolyn Rose Banning · DODGE CITY, KS

Registration

CRD #4321116 · DIVERSIFIED PORTFOLIO MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DIVERSIFIED PORTFOLIO MANAGEMENT, LLC

HERITAGE FINANCIAL SOLUTIONS, LLC

Feb 2006 – Jul 2020

DODGE CITY, KS

NEXT FINANCIAL GROUP, INC.

Mar 2004 – Jun 2014

DODGE CITY, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 3, 2004

Years registered · 22

Professional designation · PFS

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVERSIFIED PORTFOLIO MANAGEMENT, LLC

CRD 131008 · SEC 801-121552

AUM

$84M

Regulatory assets under management

Employees

393 client accounts

Services offered by DIVERSIFIED PORTFOLIO MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DIVERSIFIED PORTFOLIO MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Carolyn Rose Banning offer?

Carolyn Rose Banning specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Carolyn Rose Banning's credentials?

Carolyn Rose Banning holds the following professional designations: PFS. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carolyn Rose Banning located?

Carolyn Rose Banning is based in DODGE CITY, Kansas, last registered with DIVERSIFIED PORTFOLIO MANAGEMENT, LLC.

How does Carolyn Rose Banning charge for services?

Carolyn Rose Banning's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED PORTFOLIO MANAGEMENT, LLC?

DIVERSIFIED PORTFOLIO MANAGEMENT, LLC has approximately 2 employees and manages $84M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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