Unclaimed Profile

Steven Paul Harms

BALLAST CAPITAL ADVISORS LLC·WEST DES MOINES, Iowa

Clean recordBALLAST CAPITAL ADVISORS LLC

1200 OFFICE PLAZA DRIVE, WEST DES MOINES, IA 50266CRD# 5729413Firm CRD# 282369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Paul Harms · WEST DES MOINES, IA

Registration

CRD #5729413 · BALLAST CAPITAL ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Steven Paul Harms is a registered financial advisor based in WEST DES MOINES, Iowa, affiliated with BALLAST CAPITAL ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

BALLAST CAPITAL ADVISORS LLC

BALLAST CAPITAL ADVISORS, LLC

AUM

$297M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BALLAST CAPITAL ADVISORS LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 5729413

Firm CRD# 282369

View on FINRA BrokerCheck →

Looking for a financial advisor in WEST DES MOINES?

Browse all registered financial advisors in WEST DES MOINES, Iowa or claim this profile if it's yours.

Browse WEST DES MOINES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Paul Harms offer?

Steven Paul Harms specializes in Financial Planning, Investment Management. Contact their office in WEST DES MOINES, Iowa for a consultation.

What are Steven Paul Harms's credentials?

Steven Paul Harms is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Paul Harms located?

Steven Paul Harms is based in WEST DES MOINES, Iowa, working with BALLAST CAPITAL ADVISORS LLC. Their office serves clients in the WEST DES MOINES metropolitan area and surrounding communities.

How does Steven Paul Harms charge for services?

Steven Paul Harms's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALLAST CAPITAL ADVISORS LLC?

BALLAST CAPITAL ADVISORS LLC has approximately 8 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →