Unclaimed Profile

Marlis Ann Gilbert

GILBERT & COOK, INC.·WEST DES MOINES, Iowa

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOCFP26 years registeredGILBERT & COOK, INC.

5058 GRAND RIDGE DRIVE, WEST DES MOINES, IA 50265CRD# 1221354Firm CRD# 283112

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marlis Ann Gilbert · WEST DES MOINES, IA

Registration

CRD #1221354 · GILBERT & COOK, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GILBERT & COOK, INC.

GILBERT & COOK, INC.

Apr 2016 – Mar 2023

WEST DES MOINES, IA

VSR ADVISORY SERVICES

Feb 2003 – Apr 2016

DES MOINES, IA

THE MASTERS, INC.

Jan 2000 – Feb 2003

DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 27, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

2002Customer Dispute·Settled

1991Customer Dispute·Award / Judgment

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GILBERT & COOK, INC.

CRD 283112 · SEC 801-107546

AUM

$1.2B

Regulatory assets under management

Employees

3,219 client accounts

Services offered by GILBERT & COOK, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GILBERT & COOK, INC. →

Introduction

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Frequently Asked Questions

What services does Marlis Ann Gilbert offer?

Marlis Ann Gilbert specializes in Financial Planning, Investment Management, Wealth Management.

What are Marlis Ann Gilbert's credentials?

Marlis Ann Gilbert holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Marlis Ann Gilbert located?

Marlis Ann Gilbert is based in WEST DES MOINES, Iowa, last registered with GILBERT & COOK, INC..

How does Marlis Ann Gilbert charge for services?

Marlis Ann Gilbert's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GILBERT & COOK, INC.?

GILBERT & COOK, INC. has approximately 32 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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