Unclaimed Profile

Lisa Marie Smith

INVESTMENT ADVISORS CORP·WEST DES MOINES, Iowa

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredINVESTMENT ADVISORS CORP

140 SO. 68TH STREET, WEST DES MOINES, IA 50266CRD# 2155024Firm CRD# 117531

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Marie Smith · WEST DES MOINES, IA

Registration

CRD #2155024 · INVESTMENT ADVISORS CORP · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INVESTMENT ADVISORS CORP

FBL WEALTH MANAGEMENT, LLC

Jul 2018 – Jun 2024

West Des Moines, IA

INVESTMENT ADVISORS CORP

Jul 2002 – Jun 2018

WEST DES MOINES, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · July 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INVESTMENT ADVISORS CORP

CRD 117531 · SEC 801-69573

AUM

$699M

Regulatory assets under management

Employees

112

5,235 client accounts

Services offered by INVESTMENT ADVISORS CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INVESTMENT ADVISORS CORP →

Introduction

Speak with Lisa

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lisa is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WEST DES MOINES?

Browse all registered financial advisors in WEST DES MOINES, Iowa or claim this profile if it's yours.

Browse WEST DES MOINES Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lisa Marie Smith offer?

Lisa Marie Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Lisa Marie Smith's credentials?

Lisa Marie Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Marie Smith located?

Lisa Marie Smith is based in WEST DES MOINES, Iowa, last registered with INVESTMENT ADVISORS CORP.

How does Lisa Marie Smith charge for services?

Lisa Marie Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INVESTMENT ADVISORS CORP?

INVESTMENT ADVISORS CORP has approximately 112 employees and manages $699M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →