Unclaimed Profile

Laurie Lynn Mardis

MILES CAPITAL, INC.·WEST DES MOINES, Iowa

Series 63Clean record24 years registeredMILES CAPITAL, INC.

1415 28TH STREET, WEST DES MOINES, IA 50266-1461CRD# 4138177Firm CRD# 105376

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laurie Lynn Mardis · WEST DES MOINES, IA

Registration

CRD #4138177 · MILES CAPITAL, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MILES CAPITAL, INC.

BTC CAPITAL MANAGEMENT

Dec 2015 – Feb 2019

DES MOINES, IA

MILES CAPITAL, INC.

May 2002 – Mar 2016

WEST DES MOINES, IA

Registrations & Exams

FINRA examinations passed

Series 63

Registration record

First registered · May 31, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MILES CAPITAL, INC.

CRD 105376 · SEC 801-17430

AUM

$1.5B

Regulatory assets under management

Employees

75 client accounts

Services offered by MILES CAPITAL, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at MILES CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does Laurie Lynn Mardis offer?

Laurie Lynn Mardis specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Laurie Lynn Mardis's credentials?

Laurie Lynn Mardis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laurie Lynn Mardis located?

Laurie Lynn Mardis is based in WEST DES MOINES, Iowa, last registered with MILES CAPITAL, INC..

How does Laurie Lynn Mardis charge for services?

Laurie Lynn Mardis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MILES CAPITAL, INC.?

MILES CAPITAL, INC. has approximately 13 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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