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James William Thompson

THOMPSON CAPITAL MANAGEMENT, LLC·WEST DES MOINES, Iowa
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6150 VILLAGE VIEW DRIVE, WEST DES MOINES, IA 50266-5889CRD# 4056335Firm CRD# 147115
01

About

James William Thompson is a registered financial advisor based in WEST DES MOINES, Iowa, affiliated with THOMPSON CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
THOMPSON CAPITAL MANAGEMENT, LLC
VALUE WEALTH MANAGEMENT LLC
AUM
$76M
Regulatory assets under management
Employees
4
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4056335
Firm CRD# 147115
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James William Thompson offer?
James William Thompson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST DES MOINES, Iowa for a consultation.
What are James William Thompson's credentials?
James William Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Thompson located?
James William Thompson is based in WEST DES MOINES, Iowa, working with THOMPSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the WEST DES MOINES metropolitan area and surrounding communities.
How does James William Thompson charge for services?
James William Thompson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMPSON CAPITAL MANAGEMENT, LLC?
THOMPSON CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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