Unclaimed Profile

David James Lane

DAVID JAMES FINANCIAL·NORTH LIBERTY, Iowa

SIE, Series 7, Series 66Clean record11 years registeredDAVID JAMES FINANCIAL

595 ASHLEY COURT SUITE 2, NORTH LIBERTY, IA 52317CRD# 6373550Firm CRD# 306301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David James Lane · NORTH LIBERTY, IA

Registration

CRD #6373550 · DAVID JAMES FINANCIAL · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAVID JAMES FINANCIAL

DAVID JAMES FINANCIAL

Jan 2020 – Mar 2026

NORTH LIBERTY, IA

RDA FINANCIAL NETWORK

Sep 2014 – Dec 2019

NORTH LIBERTY, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 16, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAVID JAMES FINANCIAL

CRD 306301 · SEC 801-123332

AUM

$97M

Regulatory assets under management

Employees

305 client accounts

Services offered by DAVID JAMES FINANCIAL

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DAVID JAMES FINANCIAL →

Introduction

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Frequently Asked Questions

What services does David James Lane offer?

David James Lane specializes in Investment Management, Fee-Only Advisory.

What are David James Lane's credentials?

David James Lane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David James Lane located?

David James Lane is based in NORTH LIBERTY, Iowa, last registered with DAVID JAMES FINANCIAL.

How does David James Lane charge for services?

David James Lane's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAVID JAMES FINANCIAL?

DAVID JAMES FINANCIAL has approximately 3 employees and manages $97M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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