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Brian Dale Johnson

JOHNSON MIDWEST FINANCIAL, LLC·GLIDDEN, Iowa
SIE, Series 6, Series 7, Series 24, Series 63, Series 6524 years registeredJOHNSON MIDWEST FINANCIAL, LLC
706 MONTANA STREET, GLIDDEN, IA 51443CRD# 1550487Firm CRD# 169855

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Dale Johnson · GLIDDEN, IA
Registration
CRD #1550487 · JOHNSON MIDWEST FINANCIAL, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

MODERN WEALTH MANAGEMENT, LLC
Sep 2023 – present
MIDWEST FINANCIAL
Apr 2014 – Dec 2023
GLIDDEN, IA
ING FINANCIAL PARTNERS, INC
Mar 2002 – Apr 2014
GLIDDEN, IA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 13, 2002
Years registered · 24
03

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
JOHNSON MIDWEST FINANCIAL, LLC
CRD 169855 · SEC 801-108853
AUM
$205M
Regulatory assets under management
Employees
4
1,758 client accounts
Services offered by JOHNSON MIDWEST FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Market timing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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05

Frequently Asked Questions

What services does Brian Dale Johnson offer?
Brian Dale Johnson specializes in Financial Planning, Investment Management. Contact their office in GLIDDEN, Iowa for a consultation.
What are Brian Dale Johnson's credentials?
Brian Dale Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Dale Johnson located?
Brian Dale Johnson is based in GLIDDEN, Iowa, working with JOHNSON MIDWEST FINANCIAL, LLC. Their office serves clients in the GLIDDEN metropolitan area and surrounding communities.
How does Brian Dale Johnson charge for services?
Brian Dale Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JOHNSON MIDWEST FINANCIAL, LLC?
JOHNSON MIDWEST FINANCIAL, LLC has approximately 4 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JOHNSON MIDWEST FINANCIAL, LLC

Jeremiah Johnson
GLIDDEN, IA

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