Unclaimed Profile

Stephen Robert Mickelson

STONEFIELD INVESTMENT ADVISORY, INC.·CEDAR RAPIDS, Iowa

SIE, Series 6, Series 7, Series 63, Series 6622 years registeredSTONEFIELD INVESTMENT ADVISORY, INC.

425 2ND STREET SE, CEDAR RAPIDS, IA 52401-1818CRD# 2175835Firm CRD# 113802

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Robert Mickelson · CEDAR RAPIDS, IA

Registration

CRD #2175835 · STONEFIELD INVESTMENT ADVISORY, INC. · 22 years registered

Brand Profile

Not yet started

Career History

RED CEDAR

Dec 2018 – present

STONEFIELD INVESTMENT ADVISORY, INC.

Dec 2005 – May 2021

CEDAR RAPIDS, IA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Mar 2005 – Dec 2005

FAIRFIELD, IA

CAMBRIDGE INVESTMENT RESERARCH, INC.

Sep 2003 – Mar 2005

CEDAR RAPIDS, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · September 2, 2003

Years registered · 22

Disclosure History

2012Customer Dispute·Denied

2012Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STONEFIELD INVESTMENT ADVISORY, INC.

CRD 113802 · SEC 801-69524

AUM

$48M

Regulatory assets under management

Employees

330 client accounts

Services offered by STONEFIELD INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONEFIELD INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Robert Mickelson offer?

Stephen Robert Mickelson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Stephen Robert Mickelson's credentials?

Stephen Robert Mickelson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Robert Mickelson located?

Stephen Robert Mickelson is based in CEDAR RAPIDS, Iowa, working with STONEFIELD INVESTMENT ADVISORY, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Stephen Robert Mickelson charge for services?

Stephen Robert Mickelson's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEFIELD INVESTMENT ADVISORY, INC.?

STONEFIELD INVESTMENT ADVISORY, INC. has approximately 1 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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