Unclaimed Profile

Richard Scott Bennett

NATIONS FINANCIAL GROUP, INC.·CEDAR RAPIDS, Iowa

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 79TO, Series 99TOClean record26 years registeredNATIONS FINANCIAL GROUP, INC.

3925 FOUNTAINS BLVD NE, CEDAR RAPIDS, IA 52411CRD# 858716Firm CRD# 44181

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Scott Bennett · CEDAR RAPIDS, IA

Registration

CRD #858716 · NATIONS FINANCIAL GROUP, INC. · 26 years registered

Brand Profile

Not yet started

Career History

NATIONS FINANCIAL GROUP, INC.

Jul 2000 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · July 13, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NATIONS FINANCIAL GROUP, INC.

CRD 44181 · SEC 801-57407

AUM

$3.4B

Regulatory assets under management

Employees

9,857 client accounts

Services offered by NATIONS FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NATIONS FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Scott Bennett offer?

Richard Scott Bennett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CEDAR RAPIDS, Iowa for a consultation.

What are Richard Scott Bennett's credentials?

Richard Scott Bennett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Scott Bennett located?

Richard Scott Bennett is based in CEDAR RAPIDS, Iowa, working with NATIONS FINANCIAL GROUP, INC.. Their office serves clients in the CEDAR RAPIDS metropolitan area and surrounding communities.

How does Richard Scott Bennett charge for services?

Richard Scott Bennett's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NATIONS FINANCIAL GROUP, INC.?

NATIONS FINANCIAL GROUP, INC. has approximately 83 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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