Unclaimed Profile

James Brian Exline

WABASH CAPITAL, INC.·TERRE HAUTE, Indiana

Series 6527 years registeredWABASH CAPITAL, INC.

2901 OHIO BLVD, TERRE HAUTE, IN 47803CRD# 1003931Firm CRD# 107932

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Brian Exline · TERRE HAUTE, IN

Registration

CRD #1003931 · WABASH CAPITAL, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WABASH CAPITAL, INC.

THE VERNALIS GROUP, LLC

Dec 1998 – May 2003

TERRE HAUTE, IN

WABASH CAPITAL, INC.

Dec 1998 – Mar 2026

TERRE HAUTE, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 18, 1998

Years registered · 27

Disclosure History

2025Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WABASH CAPITAL, INC.

CRD 107932 · SEC 801-56063

AUM

$147M

Regulatory assets under management

Employees

532 client accounts

Services offered by WABASH CAPITAL, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WABASH CAPITAL, INC. →

Introduction

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Frequently Asked Questions

What services does James Brian Exline offer?

James Brian Exline specializes in Investment Management, Wealth Management.

What are James Brian Exline's credentials?

James Brian Exline is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Brian Exline located?

James Brian Exline is based in TERRE HAUTE, Indiana, last registered with WABASH CAPITAL, INC..

How does James Brian Exline charge for services?

James Brian Exline's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WABASH CAPITAL, INC.?

WABASH CAPITAL, INC. has approximately 4 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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