Unclaimed Profile

Albert James Brasseur

HARBOR SPRINGS FINANCIAL MANAGEMENT LLC·SOUTH BEND, Indiana

SIE, Series 3, Series 7, Series 24, Series 63, Series 6518 years registeredHARBOR SPRINGS FINANCIAL MANAGEMENT LLC

202 S. MICHIGAN STREET, SUITE 903, SOUTH BEND, IN 46601CRD# 1260737Firm CRD# 162381

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Albert James Brasseur · SOUTH BEND, IN

Registration

CRD #1260737 · HARBOR SPRINGS FINANCIAL MANAGEMENT LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

GENERATIONAL WEALTH MANAGEMENT

Oct 2019 – Apr 2020

SOUTH BEND, IN

HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

Jul 2012 – Oct 2019

SOUTH BEND, IN

HARBOR SPRINGS FINANCIAL MANAGEMENT

Aug 2007 – Sep 2012

SOUTH BEND, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 30, 2007

Years registered · 18

Disclosure History

2020Employment Separation After Allegations

2008Customer Dispute·Settled

1991Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

CRD 162381 · SEC 801-77131

AUM

$48M

Regulatory assets under management

Employees

165 client accounts

Services offered by HARBOR SPRINGS FINANCIAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at HARBOR SPRINGS FINANCIAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Albert James Brasseur offer?

Albert James Brasseur specializes in Financial Planning, Investment Management.

What are Albert James Brasseur's credentials?

Albert James Brasseur is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Albert James Brasseur located?

Albert James Brasseur is based in SOUTH BEND, Indiana, last registered with HARBOR SPRINGS FINANCIAL MANAGEMENT LLC.

How does Albert James Brasseur charge for services?

Albert James Brasseur's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBOR SPRINGS FINANCIAL MANAGEMENT LLC?

HARBOR SPRINGS FINANCIAL MANAGEMENT LLC has approximately 3 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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