AdvisorOS Directory
Claim Profile
Unclaimed Profile
TS

Thomas Herbert Story

THOMAS STORY AND SON LLC·PLYMOUTH, Indiana
Series 5, Series 7, Series 24, Series 63, Series 65Clean record17 years registeredTHOMAS STORY AND SON LLC
16773 13TH ROAD, PLYMOUTH, IN 46563-9374CRD# 726004Firm CRD# 148774

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Herbert Story · PLYMOUTH, IN
Registration
CRD #726004 · THOMAS STORY AND SON LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

THOMAS STORY AND SON LLC
Feb 2009 – present
02

Registrations & Exams

FINRA examinations passed
Series 5
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · February 18, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
THOMAS STORY AND SON LLC
CRD 148774 · SEC 801-69744
AUM
$284M
Regulatory assets under management
Employees
2
163 client accounts
Services offered by THOMAS STORY AND SON LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at THOMAS STORY AND SON LLC →
Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PLYMOUTH?

Browse all registered financial advisors in PLYMOUTH, Indiana or claim this profile if it's yours.

Browse PLYMOUTH AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Thomas Herbert Story offer?
Thomas Herbert Story specializes in Investment Management, Fee-Only Advisory. Contact their office in PLYMOUTH, Indiana for a consultation.
What are Thomas Herbert Story's credentials?
Thomas Herbert Story is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Herbert Story located?
Thomas Herbert Story is based in PLYMOUTH, Indiana, working with THOMAS STORY AND SON LLC. Their office serves clients in the PLYMOUTH metropolitan area and surrounding communities.
How does Thomas Herbert Story charge for services?
Thomas Herbert Story's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS STORY AND SON LLC?
THOMAS STORY AND SON LLC has approximately 2 employees and manages $284M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Indiana
INDIANAPOLIS (230)FORT WAYNE (92)CARMEL (82)EVANSVILLE (30)SOUTH BEND (20)KOKOMO (17)AUBURN (16)FISHERS (14)WINONA LAKE (14)COLUMBUS (12)
City Guides
INDIANAPOLIS GuideFORT WAYNE GuideCARMEL GuideEVANSVILLE GuideSOUTH BEND Guide
Research
Advisor Fees in IndianaNational Fee Analysis
Request removal of this profile