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Tamara Rae Steele

STEELE FINANCIAL INC.·PENDLETON, Indiana
SIE, Series 6, Series 63, Series 6524 years registeredSTEELE FINANCIAL INC.
131 N. PENDLETON AVENUE, PENDLETON, IN 46064CRD# 3227494Firm CRD# 139863

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tamara Rae Steele · PENDLETON, IN
Registration
CRD #3227494 · STEELE FINANCIAL INC. · 24 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: STEELE FINANCIAL INC.
STEELE FINANCIAL INC.
May 2006 – Apr 2019
PENDLETON, IN
AMERICAN GENERAL SECURITIES INCORPORATED
Aug 2001 – Dec 2006
PENDLETON, IN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
Series 65
Registration record
First registered · August 24, 2001
Years registered · 24
03

Disclosure History

2020Regulatory·Final
2019Customer Dispute·Settled
2018Civil·Final
2018Customer Dispute·Pending
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2018Customer Dispute·Settled
2017Customer Dispute·Award / Judgment
2017Employment Separation After Allegations

16 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
STEELE FINANCIAL INC.
CRD 139863 · SEC 801-67309
AUM
$49M
Regulatory assets under management
Employees
1
200 client accounts
Services offered by STEELE FINANCIAL INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at STEELE FINANCIAL INC. →
Introduction

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05

Frequently Asked Questions

What services does Tamara Rae Steele offer?
Tamara Rae Steele specializes in Financial Planning, Investment Management.
What are Tamara Rae Steele's credentials?
Tamara Rae Steele is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tamara Rae Steele located?
Tamara Rae Steele is based in PENDLETON, Indiana, last registered with STEELE FINANCIAL INC..
How does Tamara Rae Steele charge for services?
Tamara Rae Steele's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEELE FINANCIAL INC.?
STEELE FINANCIAL INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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