Unclaimed Profile

Ronald Francis Barnes

CAPITAL ASSET MANAGEMENT, LLC·JEFFERSONVILLE, Indiana

Clean recordCAPITAL ASSET MANAGEMENT, LLC

702 NORTH SHORE DRIVE, JEFFERSONVILLE, IN 47130CRD# 4578759Firm CRD# 121601

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Francis Barnes · JEFFERSONVILLE, IN

Registration

CRD #4578759 · CAPITAL ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Ronald Francis Barnes is a registered financial advisor based in JEFFERSONVILLE, Indiana, affiliated with CAPITAL ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

CAPITAL ASSET MANAGEMENT, LLC

AUM

$60M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CAPITAL ASSET MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4578759

Firm CRD# 121601

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Ronald Francis Barnes offer?

Ronald Francis Barnes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in JEFFERSONVILLE, Indiana for a consultation.

What are Ronald Francis Barnes's credentials?

Ronald Francis Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Francis Barnes located?

Ronald Francis Barnes is based in JEFFERSONVILLE, Indiana, working with CAPITAL ASSET MANAGEMENT, LLC. Their office serves clients in the JEFFERSONVILLE metropolitan area and surrounding communities.

How does Ronald Francis Barnes charge for services?

Ronald Francis Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ASSET MANAGEMENT, LLC?

CAPITAL ASSET MANAGEMENT, LLC has approximately 6 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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