Unclaimed Profile

Ronald Francis Barnes

CAPITAL ASSET MANAGEMENT, LLC·JEFFERSONVILLE, Indiana

Series 65Clean record23 years registeredCAPITAL ASSET MANAGEMENT, LLC

702 NORTH SHORE DRIVE, JEFFERSONVILLE, IN 47130CRD# 4578759Firm CRD# 121601

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Francis Barnes · JEFFERSONVILLE, IN

Registration

CRD #4578759 · CAPITAL ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL ASSET MANAGEMENT, LLC

MWM ADVISORY

May 2014 – May 2019

JEFFERSONVILLE, IN

CAPITAL ASSET MANAGEMENT, LLC

Dec 2002 – Apr 2019

JEFFERSONVILLE, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 18, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL ASSET MANAGEMENT, LLC

CRD 121601 · SEC 801-66990

AUM

$60M

Regulatory assets under management

Employees

457 client accounts

Services offered by CAPITAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Francis Barnes offer?

Ronald Francis Barnes specializes in Financial Planning, Investment Management, Wealth Management.

What are Ronald Francis Barnes's credentials?

Ronald Francis Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Francis Barnes located?

Ronald Francis Barnes is based in JEFFERSONVILLE, Indiana, last registered with CAPITAL ASSET MANAGEMENT, LLC.

How does Ronald Francis Barnes charge for services?

Ronald Francis Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL ASSET MANAGEMENT, LLC?

CAPITAL ASSET MANAGEMENT, LLC has approximately 6 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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