AdvisorOS Directory
Claim Profile
TP

Thomas James Pence

SAPIENT CAPITAL LLC·INDIANAPOLIS, Indiana
Unclaimed Profile
310 E 96TH STREET, INDIANAPOLIS, IN 46240CRD# 2175665Firm CRD# 324899
01

About

Thomas James Pence is a registered financial advisor based in INDIANAPOLIS, Indiana, affiliated with SAPIENT CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC
AUM
$11.1B
Regulatory assets under management
Employees
42
Total firm employees
View all advisors at SAPIENT CAPITAL LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2175665
Firm CRD# 324899
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in INDIANAPOLIS?

Browse all registered financial advisors in INDIANAPOLIS, Indiana or claim this profile if it's yours.

Browse INDIANAPOLIS AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Thomas James Pence offer?
Thomas James Pence specializes in Financial Planning, Investment Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.
What are Thomas James Pence's credentials?
Thomas James Pence is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas James Pence located?
Thomas James Pence is based in INDIANAPOLIS, Indiana, working with SAPIENT CAPITAL LLC. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.
How does Thomas James Pence charge for services?
Thomas James Pence's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAPIENT CAPITAL LLC?
SAPIENT CAPITAL LLC has approximately 42 employees and manages $11.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in INDIANAPOLIS
Larry Scot Wechter — MONUMENT CAPITAL PARTNERS 2, L.P.Terence Paul Weiss — WALLINGTON ASSET MANAGEMENT, LLCJeffrey Germaine Dowden — WALLINGTON ASSET MANAGEMENT, LLCGerald W. Throgmartin — CARDINAL EQUITY PARTNERS, LLCCurt Robert Fritsch — CRF FINANCIAL GROUP
Nearby cities in Indiana
CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
CARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile