Unclaimed Profile

Thomas Dane Gross

NORTHWEST FINANCIAL SERVICES INC·INDIANAPOLIS, Indiana

Series 65Clean record14 years registeredNORTHWEST FINANCIAL SERVICES INC

9333 N MERIDIAN ST, INDIANAPOLIS, IN 46260CRD# 5975414Firm CRD# 106805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Dane Gross · INDIANAPOLIS, IN

Registration

CRD #5975414 · NORTHWEST FINANCIAL SERVICES INC · 14 years registered

Brand Profile

Not yet started

Career History

NORTHWEST FINANCIAL SERVICES INC

Nov 2011 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 9, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWEST FINANCIAL SERVICES INC

CRD 106805 · SEC 801-42770

AUM

$482M

Regulatory assets under management

Employees

376 client accounts

Services offered by NORTHWEST FINANCIAL SERVICES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTHWEST FINANCIAL SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Thomas Dane Gross offer?

Thomas Dane Gross specializes in Financial Planning, Investment Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.

What are Thomas Dane Gross's credentials?

Thomas Dane Gross is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Dane Gross located?

Thomas Dane Gross is based in INDIANAPOLIS, Indiana, working with NORTHWEST FINANCIAL SERVICES INC. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.

How does Thomas Dane Gross charge for services?

Thomas Dane Gross's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST FINANCIAL SERVICES INC?

NORTHWEST FINANCIAL SERVICES INC has approximately 9 employees and manages $482M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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