Unclaimed Profile

Scott Thomas Wolfrum

WOLFRUM AND COMPANY, LLC·INDIANAPOLIS, Indiana

SIE, Series 7, Series 9, Series 10, Series 31, Series 6327 years registeredWOLFRUM AND COMPANY, LLC

8888 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240CRD# 2187550Firm CRD# 291243

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Thomas Wolfrum · INDIANAPOLIS, IN

Registration

CRD #2187550 · WOLFRUM AND COMPANY, LLC · 27 years registered

Brand Profile

Not yet started

Career History

ELPIS CAPITAL GROUP, LLC

Sep 2024 – present

WOLFRUM AND CO.

Feb 2018 – Apr 2024

Indianapolis, IN

NOYES ADVISORS LLC

Aug 2015 – Jan 2018

CHICAGO, IL

DAVID A. NOYES & COMPANY

May 2013 – Aug 2015

INDIANAPOLIS, IN

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Aug 2011 – May 2013

INDIANAPOLIS, IN

WELLS FARGO ADVISORS, LLC

Jan 2008 – Aug 2011

INDIANAPOLIS, IN

A. G. EDWARDS & SONS, INC.

Dec 1998 – Jan 2008

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Registration record

First registered · December 30, 1998

Years registered · 27

Disclosure History

2022Customer Dispute·Settled

2021Customer Dispute·Settled

2021Regulatory·Final

2019Customer Dispute·Settled

2013Customer Dispute·Settled

2008Customer Dispute·Denied

1996Employment Separation After Allegations

8 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WOLFRUM AND COMPANY, LLC

CRD 291243 · SEC 801-112226

Employees

Total firm employees

Services offered by WOLFRUM AND COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WOLFRUM AND COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Thomas Wolfrum offer?

Scott Thomas Wolfrum specializes in Investment Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.

What are Scott Thomas Wolfrum's credentials?

Scott Thomas Wolfrum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Thomas Wolfrum located?

Scott Thomas Wolfrum is based in INDIANAPOLIS, Indiana, working with WOLFRUM AND COMPANY, LLC. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.

How does Scott Thomas Wolfrum charge for services?

Scott Thomas Wolfrum's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: value-added consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WOLFRUM AND COMPANY, LLC?

WOLFRUM AND COMPANY, LLC has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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