Unclaimed Profile

Scott K Ferguson

HALTER FERGUSON FINANCIAL INC·INDIANAPOLIS, Indiana

Series 65Clean record27 years registeredHALTER FERGUSON FINANCIAL INC

7702 WOODLAND DR, SUITE 150, INDIANAPOLIS, IN 46278CRD# 2587026Firm CRD# 109563

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott K Ferguson · INDIANAPOLIS, IN

Registration

CRD #2587026 · HALTER FERGUSON FINANCIAL INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HALTER FERGUSON FINANCIAL INC

HALTER FERGUSON FINANCIAL INC

Jan 1999 – Mar 2020

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 14, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HALTER FERGUSON FINANCIAL INC

CRD 109563 · SEC 801-57288

AUM

$378M

Regulatory assets under management

Employees

880 client accounts

Services offered by HALTER FERGUSON FINANCIAL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HALTER FERGUSON FINANCIAL INC →

Introduction

Speak with Scott

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Scott is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in INDIANAPOLIS?

Browse all registered financial advisors in INDIANAPOLIS, Indiana or claim this profile if it's yours.

Browse INDIANAPOLIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Scott K Ferguson offer?

Scott K Ferguson specializes in Financial Planning, Investment Management.

What are Scott K Ferguson's credentials?

Scott K Ferguson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott K Ferguson located?

Scott K Ferguson is based in INDIANAPOLIS, Indiana, last registered with HALTER FERGUSON FINANCIAL INC.

How does Scott K Ferguson charge for services?

Scott K Ferguson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HALTER FERGUSON FINANCIAL INC?

HALTER FERGUSON FINANCIAL INC has approximately 9 employees and manages $378M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →