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Neal Andrew Smith

GOELZER INVESTMENT MANAGEMENT, INC.·INDIANAPOLIS, Indiana
Unclaimed Profile
111 MONUMENT CIRCLE, SUITE 500, INDIANAPOLIS, IN 46204-2990CRD# 2168145Firm CRD# 44402
01

About

Neal Andrew Smith is a registered financial advisor based in INDIANAPOLIS, Indiana, affiliated with GOELZER INVESTMENT MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
GOELZER INVESTMENT MANAGEMENT, INC.
GOELZER INVESTMENT MANAGEMENT
AUM
$3.2B
Regulatory assets under management
Employees
36
Total firm employees
View all advisors at GOELZER INVESTMENT MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2168145
Firm CRD# 44402
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Neal Andrew Smith offer?
Neal Andrew Smith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.
What are Neal Andrew Smith's credentials?
Neal Andrew Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neal Andrew Smith located?
Neal Andrew Smith is based in INDIANAPOLIS, Indiana, working with GOELZER INVESTMENT MANAGEMENT, INC.. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.
How does Neal Andrew Smith charge for services?
Neal Andrew Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GOELZER INVESTMENT MANAGEMENT, INC.?
GOELZER INVESTMENT MANAGEMENT, INC. has approximately 36 employees and manages $3.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in INDIANAPOLIS
Larry Scot Wechter — MONUMENT CAPITAL PARTNERS 2, L.P.Terence Paul Weiss — WALLINGTON ASSET MANAGEMENT, LLCJeffrey Germaine Dowden — WALLINGTON ASSET MANAGEMENT, LLCGerald W. Throgmartin — CARDINAL EQUITY PARTNERS, LLCCurt Robert Fritsch — CRF FINANCIAL GROUP
Nearby cities in Indiana
CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
CARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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