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James William Humphries

MINDSET WEALTH MANAGEMENT, LLC·INDIANAPOLIS, Indiana
Unclaimed Profile
8275 ALLISON POINTE TRAIL, INDIANAPOLIS, IN 46250CRD# 5829072Firm CRD# 330384
01

About

James William Humphries is a registered financial advisor based in INDIANAPOLIS, Indiana, affiliated with MINDSET WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MINDSET WEALTH MANAGEMENT, LLC
MINDSET WEALTH MANAGEMENT, LLC
AUM
$206M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at MINDSET WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5829072
Firm CRD# 330384
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James William Humphries offer?
James William Humphries specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in INDIANAPOLIS, Indiana for a consultation.
What are James William Humphries's credentials?
James William Humphries is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James William Humphries located?
James William Humphries is based in INDIANAPOLIS, Indiana, working with MINDSET WEALTH MANAGEMENT, LLC. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.
How does James William Humphries charge for services?
James William Humphries's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MINDSET WEALTH MANAGEMENT, LLC?
MINDSET WEALTH MANAGEMENT, LLC has approximately 4 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Indiana
CARMEL (128)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
CARMEL GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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