Unclaimed Profile

Ivan Douglas Hoffman

FI3 FINANCIAL ADVISORS, LLC·INDIANAPOLIS, Indiana

Series 65Clean record23 years registeredFI3 FINANCIAL ADVISORS, LLC

8900 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240CRD# 4596655Firm CRD# 168005

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ivan Douglas Hoffman · INDIANAPOLIS, IN

Registration

CRD #4596655 · FI3 FINANCIAL ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

FI3 FINANCIAL ADVISORS, LLC

Aug 2013 – present

VALEO FINANCIAL ADVISORS, LLC

Jun 2007 – Jun 2012

INDIANAPOLIS, IN

OXFORD FINANCIAL GROUP, LTD

Jun 2004 – Jun 2007

CARMEL, IN

IMC ADVISORS, LLC

Feb 2003 – Jun 2004

COLUMBUS, IN

IMC ADVISORS, LLC

Oct 2002 – Dec 2002

COLUMBUS, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FI3 FINANCIAL ADVISORS, LLC

CRD 168005 · SEC 801-113218

AUM

$792M

Regulatory assets under management

Employees

1,404 client accounts

Services offered by FI3 FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FI3 FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Ivan Douglas Hoffman offer?

Ivan Douglas Hoffman specializes in Financial Planning, Investment Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.

What are Ivan Douglas Hoffman's credentials?

Ivan Douglas Hoffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ivan Douglas Hoffman located?

Ivan Douglas Hoffman is based in INDIANAPOLIS, Indiana, working with FI3 FINANCIAL ADVISORS, LLC. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.

How does Ivan Douglas Hoffman charge for services?

Ivan Douglas Hoffman's firm is compensated through percentage of aum, subscription fees, other: percentage of client net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FI3 FINANCIAL ADVISORS, LLC?

FI3 FINANCIAL ADVISORS, LLC has approximately 18 employees and manages $792M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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