Unclaimed Profile

Clay S. Sandberg

PROTEUS, LLC·INDIANAPOLIS, Indiana

Series 7, Series 24, Series 63, Series 65Clean record14 years registeredPROTEUS, LLC

9100 KEYSTONE CROSSING, INDIANAPOLIS, IN 46240CRD# 5602194Firm CRD# 164085

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clay S. Sandberg · INDIANAPOLIS, IN

Registration

CRD #5602194 · PROTEUS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROTEUS, LLC

PROTEUS, LLC

Jun 2012 – May 2018

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 15, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROTEUS, LLC

CRD 164085 · SEC 801-121224

AUM

$215M

Regulatory assets under management

Employees

21 client accounts

Services offered by PROTEUS, LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PROTEUS, LLC →

Introduction

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Frequently Asked Questions

What services does Clay S. Sandberg offer?

Clay S. Sandberg specializes in Retirement Planning, Fee-Only Advisory.

What are Clay S. Sandberg's credentials?

Clay S. Sandberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clay S. Sandberg located?

Clay S. Sandberg is based in INDIANAPOLIS, Indiana, last registered with PROTEUS, LLC.

How does Clay S. Sandberg charge for services?

Clay S. Sandberg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROTEUS, LLC?

PROTEUS, LLC has approximately 14 employees and manages $215M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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