Unclaimed Profile

Brian Lee Baker

CITY SECURITIES CORPORATION·INDIANAPOLIS, Indiana

SIE, Series 7, Series 24, Series 63, Series 79TOClean recordCITY SECURITIES CORPORATION

30 SOUTH MERIDIAN STREET, INDIANAPOLIS, IN 46204-3573CRD# 4781139Firm CRD# 1459

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Lee Baker · INDIANAPOLIS, IN

Registration

CRD #4781139 · CITY SECURITIES CORPORATION

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CITY SECURITIES CORPORATION

CRD 1459 · SEC 801-67527

AUM

$949M

Regulatory assets under management

Employees

3,442 client accounts

Services offered by CITY SECURITIES CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CITY SECURITIES CORPORATION →

Introduction

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Frequently Asked Questions

What services does Brian Lee Baker offer?

Brian Lee Baker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in INDIANAPOLIS, Indiana for a consultation.

What are Brian Lee Baker's credentials?

Brian Lee Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Lee Baker located?

Brian Lee Baker is based in INDIANAPOLIS, Indiana, working with CITY SECURITIES CORPORATION. Their office serves clients in the INDIANAPOLIS metropolitan area and surrounding communities.

How does Brian Lee Baker charge for services?

Brian Lee Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CITY SECURITIES CORPORATION?

CITY SECURITIES CORPORATION has approximately 84 employees and manages $949M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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