Unclaimed Profile

Richard Lynn Phillips

PHILLIPS FINANCIAL MANAGEMENT, LLC·FORT WAYNE, Indiana

Series 1, Series 7, Series 63Clean record27 years registeredPHILLIPS FINANCIAL MANAGEMENT, LLC

6920 POINTE INVERNESS WAY, FORT WAYNE, IN 46804CRD# 705499Firm CRD# 131344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Lynn Phillips · FORT WAYNE, IN

Registration

CRD #705499 · PHILLIPS FINANCIAL MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

PHILLIPS FINANCIAL

Aug 2004 – present

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jul 2004 – Sep 2004

FORT WAYNE, IN

LINCOLN FINANCIAL ADVISORS CORPORATION

Dec 1998 – Jul 2004

FT. WAYNE, IN

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 63

Registration record

First registered · December 1, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHILLIPS FINANCIAL MANAGEMENT, LLC

CRD 131344 · SEC 801-63343

AUM

$2.1B

Regulatory assets under management

Employees

2,853 client accounts

Services offered by PHILLIPS FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PHILLIPS FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Lynn Phillips offer?

Richard Lynn Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are Richard Lynn Phillips's credentials?

Richard Lynn Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Lynn Phillips located?

Richard Lynn Phillips is based in FORT WAYNE, Indiana, working with PHILLIPS FINANCIAL MANAGEMENT, LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does Richard Lynn Phillips charge for services?

Richard Lynn Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHILLIPS FINANCIAL MANAGEMENT, LLC?

PHILLIPS FINANCIAL MANAGEMENT, LLC has approximately 32 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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