Unclaimed Profile

Marshal Neil Johnson

HOWARD BAILEY SECURITIES, LLC·FORT WAYNE, Indiana

Series 65Clean record19 years registeredHOWARD BAILEY SECURITIES, LLC

5916 COVINGTON RD, FORT WAYNE, IN 46804CRD# 5392834Firm CRD# 282712

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marshal Neil Johnson · FORT WAYNE, IN

Registration

CRD #5392834 · HOWARD BAILEY SECURITIES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

HOWARD BAILEY SECURITIES, LLC

Mar 2016 – present

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Sep 2013 – Apr 2017

FORT WAYNE, IN

THE MUTUAL FUND STORE

Nov 2011 – Jul 2013

OVERLAND PARK, KS

TMFS-FORT WAYNE, LLC

Jul 2007 – Nov 2011

FORT WAYNE, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 25, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOWARD BAILEY SECURITIES, LLC

CRD 282712 · SEC 801-114636

AUM

$463M

Regulatory assets under management

Employees

4,344 client accounts

Services offered by HOWARD BAILEY SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HOWARD BAILEY SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Marshal Neil Johnson offer?

Marshal Neil Johnson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WAYNE, Indiana for a consultation.

What are Marshal Neil Johnson's credentials?

Marshal Neil Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marshal Neil Johnson located?

Marshal Neil Johnson is based in FORT WAYNE, Indiana, working with HOWARD BAILEY SECURITIES, LLC. Their office serves clients in the FORT WAYNE metropolitan area and surrounding communities.

How does Marshal Neil Johnson charge for services?

Marshal Neil Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOWARD BAILEY SECURITIES, LLC?

HOWARD BAILEY SECURITIES, LLC has approximately 15 employees and manages $463M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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