Unclaimed Profile

Lucy Denise Gase

LINCOLN FINANCIAL ADVISORS CORPORATION·FORT WAYNE, Indiana

SIE, Series 7, Series 24, Series 66Clean record24 years registeredLINCOLN FINANCIAL ADVISORS CORPORATION

1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802CRD# 4097467Firm CRD# 3978

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lucy Denise Gase · FORT WAYNE, IN

Registration

CRD #4097467 · LINCOLN FINANCIAL ADVISORS CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LINCOLN FINANCIAL ADVISORS CORPORATION

LINCOLN FINANCIAL ADVISORS CORPORATION

Apr 2002 – Aug 2022

FORT WAYNE, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · April 16, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OSAIC FA, INC.

CRD 3978 · SEC 801-42530

AUM

$37.1B

Regulatory assets under management

Employees

1,607

103,063 client accounts

Services offered by OSAIC FA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at OSAIC FA, INC. →

Introduction

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Frequently Asked Questions

What services does Lucy Denise Gase offer?

Lucy Denise Gase specializes in Financial Planning, Investment Management, Wealth Management.

What are Lucy Denise Gase's credentials?

Lucy Denise Gase is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lucy Denise Gase located?

Lucy Denise Gase is based in FORT WAYNE, Indiana, last registered with LINCOLN FINANCIAL ADVISORS CORPORATION.

How does Lucy Denise Gase charge for services?

Lucy Denise Gase's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINCOLN FINANCIAL ADVISORS CORPORATION?

LINCOLN FINANCIAL ADVISORS CORPORATION has approximately 1607 employees and manages $37.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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