Unclaimed Profile

Jeanine Marie Herold

PHILLIPS FINANCIAL MANAGEMENT, LLC·FORT WAYNE, Indiana

Series 6, Series 7, Series 24, Series 53, Series 63, Series 65Clean record26 years registeredPHILLIPS FINANCIAL MANAGEMENT, LLC

6920 POINTE INVERNESS WAY, FORT WAYNE, IN 46804CRD# 1230992Firm CRD# 131344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeanine Marie Herold · FORT WAYNE, IN

Registration

CRD #1230992 · PHILLIPS FINANCIAL MANAGEMENT, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PHILLIPS FINANCIAL MANAGEMENT, LLC

PHILLIPS FINANCIAL

Aug 2004 – Jan 2025

FORT WAYNE, IN

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jul 2004 – Sep 2004

FORT WAYNE, IN

LINCOLN FINANCIAL ADVISORS CORPORATION

Feb 2000 – Jul 2004

FORT WAYNE, IN

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · February 17, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHILLIPS FINANCIAL MANAGEMENT, LLC

CRD 131344 · SEC 801-63343

AUM

$2.1B

Regulatory assets under management

Employees

2,853 client accounts

Services offered by PHILLIPS FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PHILLIPS FINANCIAL MANAGEMENT, LLC →

Introduction

Speak with Jeanine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeanine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FORT WAYNE?

Browse all registered financial advisors in FORT WAYNE, Indiana or claim this profile if it's yours.

Browse FORT WAYNE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jeanine Marie Herold offer?

Jeanine Marie Herold specializes in Financial Planning, Investment Management, Wealth Management.

What are Jeanine Marie Herold's credentials?

Jeanine Marie Herold is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeanine Marie Herold located?

Jeanine Marie Herold is based in FORT WAYNE, Indiana, last registered with PHILLIPS FINANCIAL MANAGEMENT, LLC.

How does Jeanine Marie Herold charge for services?

Jeanine Marie Herold's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHILLIPS FINANCIAL MANAGEMENT, LLC?

PHILLIPS FINANCIAL MANAGEMENT, LLC has approximately 32 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →