Unclaimed Profile

Richard Wayne Roop

DONALDSON CAPITAL MANAGEMENT LLC·EVANSVILLE, Indiana

Series 7, Series 66Clean record23 years registeredDONALDSON CAPITAL MANAGEMENT LLC

20 NORTHWEST FIRST STREET, EVANSVILLE, IN 47708CRD# 4574488Firm CRD# 106131

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Wayne Roop · EVANSVILLE, IN

Registration

CRD #4574488 · DONALDSON CAPITAL MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DONALDSON CAPITAL MANAGEMENT LLC

DONALDSON CAPITAL MANAGEMENT LLC

Jan 2003 – Mar 2026

EVANSVILLE, IN

NATCITY INVESTMENTS, INC.

Nov 2002 – Apr 2003

EVANSVILLE, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · November 21, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DONALDSON CAPITAL MANAGEMENT LLC

CRD 106131 · SEC 801-48479

AUM

$2.7B

Regulatory assets under management

Employees

1,716 client accounts

Services offered by DONALDSON CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at DONALDSON CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Wayne Roop offer?

Richard Wayne Roop specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard Wayne Roop's credentials?

Richard Wayne Roop is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Wayne Roop located?

Richard Wayne Roop is based in EVANSVILLE, Indiana, last registered with DONALDSON CAPITAL MANAGEMENT LLC.

How does Richard Wayne Roop charge for services?

Richard Wayne Roop's firm is compensated through percentage of aum, hourly charges, other: a percentage of fees under management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DONALDSON CAPITAL MANAGEMENT LLC?

DONALDSON CAPITAL MANAGEMENT LLC has approximately 61 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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