Unclaimed Profile

Steven Michael Wylam

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC·CARMEL, Indiana

SIE, Series 7, Series 63Clean record25 years registeredSHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

111 CONGRESSIONAL BLVD.,, CARMEL, IN 46032CRD# 1740693Firm CRD# 288623

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Michael Wylam · CARMEL, IN

Registration

CRD #1740693 · SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC · 25 years registered

Brand Profile

Not yet started

Career History

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Dec 2017 – present

CAPITAL ANALYSTS

Jun 2012 – present

LINCOLN INVESTMENT

Jun 2012 – present

CAPITAL ANALYSTS INCORPORATED

Jan 2001 – Jun 2012

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 3, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

CRD 288623 · SEC 801-112009

AUM

$4.0B

Regulatory assets under management

Employees

1,601 client accounts

Services offered by SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC →

Introduction

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Frequently Asked Questions

What services does Steven Michael Wylam offer?

Steven Michael Wylam specializes in Financial Planning, Investment Management. Contact their office in CARMEL, Indiana for a consultation.

What are Steven Michael Wylam's credentials?

Steven Michael Wylam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Michael Wylam located?

Steven Michael Wylam is based in CARMEL, Indiana, working with SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Steven Michael Wylam charge for services?

Steven Michael Wylam's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC?

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC has approximately 39 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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