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Steve Maxwell Dauby

JWEST LLC·CARMEL, Indiana
Unclaimed Profile
501 CONGRESSIONAL BLVD, CARMEL, IN 46032CRD# 6108489Firm CRD# 165257
01

About

Steve Maxwell Dauby is a registered financial advisor based in CARMEL, Indiana, affiliated with JWEST LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
JWEST LLC
JWEST LLC
AUM
$39M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at JWEST LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Performance-based fees
Regulatory
SEC/IARD CRD# 6108489
Firm CRD# 165257
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steve Maxwell Dauby offer?
Steve Maxwell Dauby specializes in Investment Management. Contact their office in CARMEL, Indiana for a consultation.
What are Steve Maxwell Dauby's credentials?
Steve Maxwell Dauby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steve Maxwell Dauby located?
Steve Maxwell Dauby is based in CARMEL, Indiana, working with JWEST LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.
How does Steve Maxwell Dauby charge for services?
Steve Maxwell Dauby's firm is compensated through performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JWEST LLC?
JWEST LLC has approximately 3 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CARMEL
Jonathan Richard Evans — JWEST LLCMatthew Semler Dodson — JWEST LLCJay Allen Brammer — INDIE HEALTHCARE FUND MANAGEMENT, LLCFred Howard Halderman — US AGRICULTURE, LLCSean M O'connor — JWEST LLC
Nearby cities in Indiana
INDIANAPOLIS (397)FORT WAYNE (127)EVANSVILLE (41)SOUTH BEND (37)GOSHEN (32)
City Guides
INDIANAPOLIS GuideFORT WAYNE GuideEVANSVILLE GuideSOUTH BEND GuideGOSHEN Guide
Research
Advisor Fees in IndianaNational Fee Analysis
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