Unclaimed Profile

Steve Maxwell Dauby

JWEST LLC·CARMEL, Indiana

Clean recordJWEST LLC

501 CONGRESSIONAL BLVD, CARMEL, IN 46032CRD# 6108489Firm CRD# 165257

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steve Maxwell Dauby · CARMEL, IN

Registration

CRD #6108489 · JWEST LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Steve Maxwell Dauby is a registered financial advisor based in CARMEL, Indiana, affiliated with JWEST LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Client Types

Individuals

Introduction

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Firm Overview

Firm

JWEST LLC

AUM

$39M

Regulatory assets under management

Employees

Total firm employees

View all advisors at JWEST LLC →

Services

Portfolio management (individuals)

Background

Compensation

Performance-based fees

Regulatory

SEC/IARD CRD# 6108489

Firm CRD# 165257

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steve Maxwell Dauby offer?

Steve Maxwell Dauby specializes in Investment Management. Contact their office in CARMEL, Indiana for a consultation.

What are Steve Maxwell Dauby's credentials?

Steve Maxwell Dauby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steve Maxwell Dauby located?

Steve Maxwell Dauby is based in CARMEL, Indiana, working with JWEST LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Steve Maxwell Dauby charge for services?

Steve Maxwell Dauby's firm is compensated through performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JWEST LLC?

JWEST LLC has approximately 3 employees and manages $39M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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