Unclaimed Profile

Karen Hosbein Mersereau

OXFORD FINANCIAL GROUP, LTD·CARMEL, Indiana

Series 65Clean record24 years registeredOXFORD FINANCIAL GROUP, LTD

11711 N MERIDIAN STREET, CARMEL, IN 46032CRD# 4620840Firm CRD# 105303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Hosbein Mersereau · CARMEL, IN

Registration

CRD #4620840 · OXFORD FINANCIAL GROUP, LTD · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OXFORD FINANCIAL GROUP, LTD

OXFORD FINANCIAL GROUP, LTD

Apr 2010 – Jan 2025

CARMEL, IN

KSM CAPITAL ADVISORS, LLC

Apr 2002 – Apr 2010

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 9, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXFORD FINANCIAL GROUP, LTD. LLC

CRD 105303 · SEC 801-20692

AUM

$18.2B

Regulatory assets under management

Employees

150

6,270 client accounts

Services offered by OXFORD FINANCIAL GROUP, LTD. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at OXFORD FINANCIAL GROUP, LTD. LLC →

Introduction

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Frequently Asked Questions

What services does Karen Hosbein Mersereau offer?

Karen Hosbein Mersereau specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Karen Hosbein Mersereau's credentials?

Karen Hosbein Mersereau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Hosbein Mersereau located?

Karen Hosbein Mersereau is based in CARMEL, Indiana, last registered with OXFORD FINANCIAL GROUP, LTD.

How does Karen Hosbein Mersereau charge for services?

Karen Hosbein Mersereau's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXFORD FINANCIAL GROUP, LTD?

OXFORD FINANCIAL GROUP, LTD has approximately 150 employees and manages $18.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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