Unclaimed Profile

John Thomas Wortman

VALEO FINANCIAL ADVISORS, LLC·CARMEL, Indiana

Series 7, Series 63, Series 65Clean record24 years registeredVALEO FINANCIAL ADVISORS, LLC

10 W. CARMEL DR STE 400, CARMEL, IN 46032-3357CRD# 2635477Firm CRD# 127132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Thomas Wortman · CARMEL, IN

Registration

CRD #2635477 · VALEO FINANCIAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

VALEO FINANCIAL ADVISORS, LLC

May 2003 – present

THE VALEO FINANCIAL GROUP, LLC

May 2002 – Dec 2003

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 17, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VALEO FINANCIAL ADVISORS, LLC

CRD 127132 · SEC 801-66402

AUM

$8.9B

Regulatory assets under management

Employees

155

18,918 client accounts

Services offered by VALEO FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at VALEO FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Thomas Wortman offer?

John Thomas Wortman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are John Thomas Wortman's credentials?

John Thomas Wortman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Thomas Wortman located?

John Thomas Wortman is based in CARMEL, Indiana, working with VALEO FINANCIAL ADVISORS, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does John Thomas Wortman charge for services?

John Thomas Wortman's firm is compensated through percentage of aum, subscription fees, other: percentage of client net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VALEO FINANCIAL ADVISORS, LLC?

VALEO FINANCIAL ADVISORS, LLC has approximately 155 employees and manages $8.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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