Unclaimed Profile

John Paul Simmons

OXFORD FINANCIAL GROUP, LTD·CARMEL, Indiana

SIE, Series 6, Series 7, Series 63, Series 66Clean record21 years registeredOXFORD FINANCIAL GROUP, LTD

11711 NORTH MERIDIAN STREET, CARMEL, IN 46032CRD# 2188297Firm CRD# 105303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Paul Simmons · CARMEL, IN

Registration

CRD #2188297 · OXFORD FINANCIAL GROUP, LTD · 21 years registered

Brand Profile

Not yet started

Career History

CHARLES SCHWAB & CO., INC.

Apr 2025 – present

OXFORD FINANCIAL GROUP, LTD

Jul 2016 – Jul 2023

Carmel, IN

CHARLES SCHWAB & CO., INC.

Aug 2011 – Dec 2014

ATLANTA, GA

BBVA WEALTH SOLUTIONS INC.

Nov 2009 – Feb 2011

HOUSTON, TX

NEUBERGER BERMAN LLC

Jun 2006 – Sep 2009

ATLANTA, GA

HORNOR, TOWNSEND & KENT, INC.

Mar 2005 – Jun 2006

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · March 17, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXFORD FINANCIAL GROUP, LTD. LLC

CRD 105303 · SEC 801-20692

AUM

$18.2B

Regulatory assets under management

Employees

150

6,270 client accounts

Services offered by OXFORD FINANCIAL GROUP, LTD. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at OXFORD FINANCIAL GROUP, LTD. LLC →

Introduction

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Frequently Asked Questions

What services does John Paul Simmons offer?

John Paul Simmons specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are John Paul Simmons's credentials?

John Paul Simmons is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Paul Simmons located?

John Paul Simmons is based in CARMEL, Indiana, working with OXFORD FINANCIAL GROUP, LTD. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does John Paul Simmons charge for services?

John Paul Simmons's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXFORD FINANCIAL GROUP, LTD?

OXFORD FINANCIAL GROUP, LTD has approximately 150 employees and manages $18.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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