Unclaimed Profile

Gregory James Hahn

WINTHROP CAPITAL MANAGEMENT, LLC·CARMEL, Indiana

Series 7, Series 24, Series 63Clean record27 years registeredWINTHROP CAPITAL MANAGEMENT, LLC

10201 N ILLINOIS STREET, CARMEL, IN 46290CRD# 1719374Firm CRD# 145216

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory James Hahn · CARMEL, IN

Registration

CRD #1719374 · WINTHROP CAPITAL MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

WINTHROP CAPITAL MANAGEMENT

Oct 2007 – present

OPPENHEIMER ASSET MANAGEMENT

Jan 2007 – Jun 2007

CARMEL, IN

FAHNESTOCK ASSET MANAGEMENT

Jul 2005 – Jun 2007

CARMEL, IN

40/86 ADVISORS, INC.

Jan 1999 – Jul 2005

CARMEL, IN

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · January 11, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WINTHROP CAPITAL MANAGEMENT, LLC

CRD 145216 · SEC 801-71321

AUM

$3.8B

Regulatory assets under management

Employees

790 client accounts

Services offered by WINTHROP CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WINTHROP CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory James Hahn offer?

Gregory James Hahn specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Gregory James Hahn's credentials?

Gregory James Hahn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory James Hahn located?

Gregory James Hahn is based in CARMEL, Indiana, working with WINTHROP CAPITAL MANAGEMENT, LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Gregory James Hahn charge for services?

Gregory James Hahn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WINTHROP CAPITAL MANAGEMENT, LLC?

WINTHROP CAPITAL MANAGEMENT, LLC has approximately 27 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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