Unclaimed Profile

Catherine Elizabeth Farley

OXFORD FINANCIAL GROUP, LTD. LLC·CARMEL, Indiana

Series 7, Series 24, Series 27, Series 53, Series 55, Series 65Clean record13 years registeredOXFORD FINANCIAL GROUP, LTD. LLC

11711 NORTH MERIDIAN STREET, CARMEL, IN 46032CRD# 2314911Firm CRD# 105303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Elizabeth Farley · CARMEL, IN

Registration

CRD #2314911 · OXFORD FINANCIAL GROUP, LTD. LLC · 13 years registered

Brand Profile

Not yet started

Career History

KINTRA WEALTH, LLC

Jun 2026 – present

OXFORD FINANCIAL GROUP, LTD

Nov 2020 – Jul 2024

CARMEL, IN

OBS FINANCIAL

Jan 2013 – Mar 2020

PERRYSBURG, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 53

Series 55

Series 65

Registration record

First registered · January 14, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OXFORD FINANCIAL GROUP, LTD. LLC

CRD 105303 · SEC 801-20692

AUM

$18.2B

Regulatory assets under management

Employees

150

6,270 client accounts

Services offered by OXFORD FINANCIAL GROUP, LTD. LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at OXFORD FINANCIAL GROUP, LTD. LLC →

Introduction

Speak with Catherine

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Catherine is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CARMEL?

Browse all registered financial advisors in CARMEL, Indiana or claim this profile if it's yours.

Browse CARMEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Catherine Elizabeth Farley offer?

Catherine Elizabeth Farley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CARMEL, Indiana for a consultation.

What are Catherine Elizabeth Farley's credentials?

Catherine Elizabeth Farley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Elizabeth Farley located?

Catherine Elizabeth Farley is based in CARMEL, Indiana, working with OXFORD FINANCIAL GROUP, LTD. LLC. Their office serves clients in the CARMEL metropolitan area and surrounding communities.

How does Catherine Elizabeth Farley charge for services?

Catherine Elizabeth Farley's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OXFORD FINANCIAL GROUP, LTD. LLC?

OXFORD FINANCIAL GROUP, LTD. LLC has approximately 150 employees and manages $18.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →