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James Arthur Mosteller

LIBERTY ASSET MANAGEMENT, INC.·WOODRIDGE, Illinois
Series 6, Series 7, Series 63, Series 65Clean record21 years registeredLIBERTY ASSET MANAGEMENT, INC.
3550 HOBSON ROAD, WOODRIDGE, IL 60517CRD# 2127099Firm CRD# 135791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Arthur Mosteller · WOODRIDGE, IL
Registration
CRD #2127099 · LIBERTY ASSET MANAGEMENT, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

LIBERTY ASSET MANAGEMENT, INC.
Jun 2005 – present
ADVISORTRADZ
Feb 2005 – Mar 2006
WILLOWBROOK, IL
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · February 1, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LIBERTY ASSET MANAGEMENT, INC.
CRD 135791 · SEC 801-125862
AUM
$126M
Regulatory assets under management
Employees
3
479 client accounts
Services offered by LIBERTY ASSET MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at LIBERTY ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does James Arthur Mosteller offer?
James Arthur Mosteller specializes in Investment Management, Fee-Only Advisory. Contact their office in WOODRIDGE, Illinois for a consultation.
What are James Arthur Mosteller's credentials?
James Arthur Mosteller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Arthur Mosteller located?
James Arthur Mosteller is based in WOODRIDGE, Illinois, working with LIBERTY ASSET MANAGEMENT, INC.. Their office serves clients in the WOODRIDGE metropolitan area and surrounding communities.
How does James Arthur Mosteller charge for services?
James Arthur Mosteller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIBERTY ASSET MANAGEMENT, INC.?
LIBERTY ASSET MANAGEMENT, INC. has approximately 3 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
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