Unclaimed Profile

Charles Spurgeon Thompson

FRONTEGRA ASSET MANAGEMENT INC·WESTMONT, Illinois

SIE, Series 3, Series 6, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredFRONTEGRA ASSET MANAGEMENT INC

999 OAKMONT PLAZA DRIVE, WESTMONT, IL 60559CRD# 2547107Firm CRD# 107420

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Spurgeon Thompson · WESTMONT, IL

Registration

CRD #2547107 · FRONTEGRA ASSET MANAGEMENT INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FRONTEGRA ASSET MANAGEMENT INC

SNOW CAPITAL MANAGEMENT, L.P.

Mar 2018 – Mar 2020

SEWICKLEY, PA

HENDERSON GLOBAL INVESTORS

Jul 2003 – May 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 11, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FRONTEGRA ASSET MANAGEMENT INC

CRD 107420 · SEC 801-52123

AUM

$440M

Regulatory assets under management

Employees

2 client accounts

Services offered by FRONTEGRA ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at FRONTEGRA ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Charles Spurgeon Thompson offer?

Charles Spurgeon Thompson specializes in Investment Management, Retirement Planning.

What are Charles Spurgeon Thompson's credentials?

Charles Spurgeon Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Spurgeon Thompson located?

Charles Spurgeon Thompson is based in WESTMONT, Illinois, last registered with FRONTEGRA ASSET MANAGEMENT INC.

How does Charles Spurgeon Thompson charge for services?

Charles Spurgeon Thompson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FRONTEGRA ASSET MANAGEMENT INC?

FRONTEGRA ASSET MANAGEMENT INC has approximately 3 employees and manages $440M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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