Unclaimed Profile

Sonu Sam Varghese

CONVEX CAPITAL MANAGEMENT LLC·WARRENVILLE, Illinois

Series 65Clean record10 years registeredCONVEX CAPITAL MANAGEMENT LLC

4200 CANTERA DRIVE, WARRENVILLE, IL 60555CRD# 6428691Firm CRD# 166623

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sonu Sam Varghese · WARRENVILLE, IL

Registration

CRD #6428691 · CONVEX CAPITAL MANAGEMENT LLC · 10 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Sep 2019 – present

CARSON GROUP INVESTING

Sep 2019 – present

CONVEX CAPITAL MANAGEMENT LLC

Jan 2016 – Jul 2019

WARRENVILLE, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 26, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONVEX CAPITAL MANAGEMENT LLC

CRD 166623 · SEC 801-80139

AUM

$2M

Regulatory assets under management

Employees

20 client accounts

Services offered by CONVEX CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CONVEX CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Sonu Sam Varghese offer?

Sonu Sam Varghese specializes in Investment Management, Wealth Management. Contact their office in WARRENVILLE, Illinois for a consultation.

What are Sonu Sam Varghese's credentials?

Sonu Sam Varghese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sonu Sam Varghese located?

Sonu Sam Varghese is based in WARRENVILLE, Illinois, working with CONVEX CAPITAL MANAGEMENT LLC. Their office serves clients in the WARRENVILLE metropolitan area and surrounding communities.

How does Sonu Sam Varghese charge for services?

Sonu Sam Varghese's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVEX CAPITAL MANAGEMENT LLC?

CONVEX CAPITAL MANAGEMENT LLC has approximately 2 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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