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Raymond Joseph Kozicki

MIDWEST FINANCIAL NETWORK, LLC·TINLEY PARK, Illinois
Series 7, Series 63, Series 65Clean record17 years registeredMIDWEST FINANCIAL NETWORK, LLC
17244 OAK PARK AVENUE, TINLEY PARK, IL 60477CRD# 4990749Firm CRD# 302095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Raymond Joseph Kozicki · TINLEY PARK, IL
Registration
CRD #4990749 · MIDWEST FINANCIAL NETWORK, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

MIDWEST FINANCIAL NETWORK, LLC
Aug 2019 – present
EVERGREEN CAPITAL MANAGEMENT INC
Aug 2017 – Jun 2019
chicago, IL
HORTER INVESTMENT MANAGEMENT, LLC
Mar 2015 – Aug 2017
CHICAGO, IL
FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC
Sep 2014 – Mar 2015
TINLEY PARK, IL
FIRST TRUST ADVISORS LP
Jan 2009 – Feb 2009
WHEATON, IL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · January 6, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MIDWEST FINANCIAL NETWORK, LLC
CRD 302095 · SEC 801-131367
AUM
$106M
Regulatory assets under management
Employees
3
488 client accounts
Services offered by MIDWEST FINANCIAL NETWORK, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MIDWEST FINANCIAL NETWORK, LLC →
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05

Frequently Asked Questions

What services does Raymond Joseph Kozicki offer?
Raymond Joseph Kozicki specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TINLEY PARK, Illinois for a consultation.
What are Raymond Joseph Kozicki's credentials?
Raymond Joseph Kozicki is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Raymond Joseph Kozicki located?
Raymond Joseph Kozicki is based in TINLEY PARK, Illinois, working with MIDWEST FINANCIAL NETWORK, LLC. Their office serves clients in the TINLEY PARK metropolitan area and surrounding communities.
How does Raymond Joseph Kozicki charge for services?
Raymond Joseph Kozicki's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MIDWEST FINANCIAL NETWORK, LLC?
MIDWEST FINANCIAL NETWORK, LLC has approximately 3 employees and manages $106M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MIDWEST FINANCIAL NETWORK, LLC

Ryan Edward Biniak
TINLEY PARK, IL

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Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)
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