Unclaimed Profile

Jonathan Marc Carter

KEB ASSET MANAGEMENT, LLC·SPRINGFIELD, Illinois

Series 6, Series 63, Series 65Clean record27 years registeredKEB ASSET MANAGEMENT, LLC

3200 ROBBINS ROAD, SPRINGFIELD, IL 62704CRD# 2933272Firm CRD# 117935

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan Marc Carter · SPRINGFIELD, IL

Registration

CRD #2933272 · KEB ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

KEB WEALTH ADVISORS

Jul 1999 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · July 12, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEB ASSET MANAGEMENT, LLC

CRD 117935 · SEC 801-62965

AUM

$933M

Regulatory assets under management

Employees

1,967 client accounts

Services offered by KEB ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KEB ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jonathan Marc Carter offer?

Jonathan Marc Carter specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Illinois for a consultation.

What are Jonathan Marc Carter's credentials?

Jonathan Marc Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan Marc Carter located?

Jonathan Marc Carter is based in SPRINGFIELD, Illinois, working with KEB ASSET MANAGEMENT, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Jonathan Marc Carter charge for services?

Jonathan Marc Carter's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEB ASSET MANAGEMENT, LLC?

KEB ASSET MANAGEMENT, LLC has approximately 15 employees and manages $933M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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