Unclaimed Profile

Ann Burton

L.A. BURTON & ASSOCIATES, INC.·SPRINGFIELD, Illinois

Series 65Clean record23 years registeredL.A. BURTON & ASSOCIATES, INC.

1224 CENTRE WEST DRIVE, SPRINGFIELD, IL 62704CRD# 4602203Firm CRD# 117893

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ann Burton · SPRINGFIELD, IL

Registration

CRD #4602203 · L.A. BURTON & ASSOCIATES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: L.A. BURTON & ASSOCIATES, INC.

L.A. BURTON & ASSOCIATES, INC.

Nov 2002 – Jul 2021

SPRINGFIELD, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 14, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

L.A. BURTON & ASSOCIATES, INC.

CRD 117893 · SEC 801-61209

AUM

$32M

Regulatory assets under management

Employees

69 client accounts

Services offered by L.A. BURTON & ASSOCIATES, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at L.A. BURTON & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Ann Burton offer?

Ann Burton specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Ann Burton's credentials?

Ann Burton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ann Burton located?

Ann Burton is based in SPRINGFIELD, Illinois, last registered with L.A. BURTON & ASSOCIATES, INC..

How does Ann Burton charge for services?

Ann Burton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is L.A. BURTON & ASSOCIATES, INC.?

L.A. BURTON & ASSOCIATES, INC. has approximately 2 employees and manages $32M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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