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Neal Allen Wilkinson

SPARTA ASSET MANAGEMENT, LLC·ROSEMONT, Illinois
SIE, Series 7, Series 24, Series 63Clean recordSPARTA ASSET MANAGEMENT, LLC
ONE O'HARE CENTRE, 6250 N. RIVER ROAD, ROSEMONT, IL 60018CRD# 4033875Firm CRD# 144792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neal Allen Wilkinson · ROSEMONT, IL
Registration
CRD #4033875 · SPARTA ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SPARTA ASSET MANAGEMENT, LLC
CRD 144792 · SEC 801-68260
AUM
$117M
Regulatory assets under management
Employees
11
12 client accounts
Services offered by SPARTA ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at SPARTA ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Neal Allen Wilkinson offer?
Neal Allen Wilkinson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ROSEMONT, Illinois for a consultation.
What are Neal Allen Wilkinson's credentials?
Neal Allen Wilkinson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neal Allen Wilkinson located?
Neal Allen Wilkinson is based in ROSEMONT, Illinois, working with SPARTA ASSET MANAGEMENT, LLC. Their office serves clients in the ROSEMONT metropolitan area and surrounding communities.
How does Neal Allen Wilkinson charge for services?
Neal Allen Wilkinson's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPARTA ASSET MANAGEMENT, LLC?
SPARTA ASSET MANAGEMENT, LLC has approximately 11 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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